Galaxy Digital

Dritan Muneka filed a initial Form 3 beneficial ownership statement for Galaxy Digital Inc. (GLXY) on 2026-09-30, reporting their status as a Controller. This is an administrative Section 16 disclosure required when a new insider (director, officer, or 10% holder) first reports their holdings; it signals a change in the company's executive or governance structure rather than a market transaction.

Galaxy Digital Holdings Ltd. disclosed that Robert Rico, Chief Accounting Officer and Principal Accounting Officer, will resign effective September 30, 2026, as previously announced on August 5, 2026. A successor to Rico in the CAO/PAO role was named in the filing. The departure of the Principal Accounting Officer triggers an Item 5.02 disclosure requirement. Galaxy Digital's transition plan for the accounting officer function is underway ahead of Rico's effective departure date.

Galaxy Digital Inc. filed a separate 8-K on August 5, 2026, disclosing that Chief Accounting Officer and principal accounting officer Robert Rico notified the company of his intention to resign effective September 30, 2026, to pursue an outside opportunity. Rico's resignation is explicitly not the result of any disagreement with Galaxy or its personnel. He will continue serving until a permanent replacement is named. This is a material personnel departure at a recently Nasdaq-listed crypto financial firm, with the principal accounting officer stepping down shortly after the company's first post-IPO earnings release.

Galaxy Digital Inc. filed its Q2 2026 earnings 8-K on August 5, 2026, covering the quarter ended June 30, 2026, and furnished a press release, quarterly update slides, and a multi-year financial supplement including income statements back to 2023 and balance sheet data back to Q1 2022. A Reg FD Item 7.01 references the same materials. Galaxy, a crypto-focused financial services firm that recently listed on Nasdaq, provided unusually comprehensive historical financials alongside its first post-IPO quarters. This is a routine earnings release with notably thorough supplemental disclosure, signaling strong investor relations posture post-listing.

Galaxy Digital Inc. (GLXY), via subsidiary Galaxy Helios Data Centers II LLC, completed a private offering of $3.507 billion in 9.875% Senior Secured Notes due 2031 on July 28, 2026 (issued at 99.500% of par) with Morgan Stanley as representative, sold to qualified institutional buyers under Rule 144A. Net proceeds will finance development of an 8-data-hall, 260 MW critical IT capacity campus on ~260 acres in Dickens County, Texas (with 400 MW utility capacity), plus fund debt service reserves; the indenture was executed with BNY Mellon as trustee and collateral agent. Interest is payable semi-annually on February 1 and August 1, beginning February 1, 2027. This is a transformative $3.5B AI data center financing — one of the largest single-project hyperscale debt raisings for a crypto-native firm, reflecting a major pivot into AI infrastructure.

GLXY filed an 8-K under Reg FD (Item 7.01), disclosing material non-public information simultaneously to all investors. This is typically an investor presentation, conference slides, or press release furnished as an exhibit. Reg FD filings ensure equal access to information for all investors; the substantive data is in the attached exhibit.

Galaxy Digital (GLXY) — Form 3 initial ownership for Steven John Bandrowczak, appointed as a director on July 13, 2026. Bandrowczak reports zero securities owned as of the filing date. Administrative — routine initial-ownership disclosure for a newly appointed board member.