Smartbird, Inc

Smartbird, Inc. (BIRD, formerly Allbirds) disclosed that board director Ravi Thanawala resigned effective July 14, 2026, to assume the CFO role at American Eagle Outfitters. His resignation was not due to any disagreement with the company on operations, policies, or practices. Routine board departure with no adverse implications for Smartbird itself.

Form 3 filed by Carlsten Nadia Catherine (Other (specify below) Chief Executive Officer 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: Remarks: No securities are beneficially owned. /s/ Nadia Carlsten, by Ann Mitchell, Attorney-in-Fact 06/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 3: SEC 1473 (03-26)) at BIRD on 2026-06-23. This initial statement of beneficial ownership reports the filer's securities holdings as required under Section 16(a). Filing is routine and indicates an insider's initial ownership disclosure following appointment or acquisition of 10%+ stake.

Allbirds, Inc. rebranded as Smartbird, Inc. and filed an 8-K (Items 1.01, 5.02, 5.03, 7.01) dated June 12, 2026, reporting a corporate name change (former name: Allbirds, Inc.; new name: Smartbird, Inc.), along with a material definitive agreement, officer/director changes, and Reg FD materials. The company is incorporated in Delaware with ticker BIRD on Nasdaq. This is a transformative filing signaling a strategic repositioning, with the name change reflecting a fundamental shift in corporate identity alongside potential leadership and governance changes.

Allbirds, Inc. (BIRD) reported completion of an acquisition or disposition of assets (Item 2.01) in an 8-K filed June 15, 2026. Body unavailable — excerpt cuts off before the specific transaction counterparty or financial terms are disclosed.

Allbirds, Inc. (BIRD) filed a 424B5 prospectus supplement registering up to $48.1 million of Class A common stock for sale via ATM offering through Chardan Capital Markets LLC, amending and superseding the April 29, 2026 ATM prospectus. Of a prior $50 million ATM with Chardan, only ~$0.3 million has been sold; a prior arrangement with TD Securities was terminated after ~$1.9 million in sales. The supplement increases total available ATM capacity and sets up ongoing, market-price equity sales that are immediately dilutive as executed. This is a live dilution event — while at-market pricing limits the discount, the scale ($48.1M against a micro-cap company) is substantial relative to BIRD's equity base.

Allbirds, Inc. sold an additional $5.0 million of senior secured convertible notes on June 4, 2026 under the $50 million convertible note facility established April 14, 2026, bringing total notes sold to date under the facility to $8.25 million. The sale was made via private placement under Rule 506(b); $41.75 million remains available at the option of note holders. Proceeds are for general corporate purposes — this is a small incremental draw on a convertible facility, with significant further potential dilution if holders exercise their option on the remaining $41.75M.

Allbirds, Inc. (BIRD) disclosed the results of its annual meeting of shareholders in an 8-K filing under Item 5.07. Shareholders voted on multiple proposals. All management-sponsored proposals were approved by majority shareholder vote. Annual meeting results are a routine disclosure that confirms shareholder ratification of the board's composition and compensation practices.

Allbirds, Inc. and its subsidiaries entered into a Third Amendment to their Credit Agreement on May 26, 2026 with Second Avenue Capital Partners LLC as Administrative and Collateral Agent, modifying existing secured financing terms. The specific dollar amounts and revised covenant terms are not detailed in the available excerpt. Allbirds has been a distressed consumer brand; any credit facility amendment reflects ongoing efforts to manage its debt load and operational restructuring as it attempts to right-size its cost base.